Minggu, 22 Desember 2013

Language and the brain
    Many people assume the physical basis of language lies in the lips, the tongue, or the ear.  But deaf and mute people can also possess language fully.  People who have no capacity to use their vocal cords may still be able to comprehend language and use its written forms.  And human sign language, which is based on visible gesture rather than the creation of sound waves, is an infinitely creative system just like spoken forms of language.  But the basis of sign language is not in the hand, just as spoken language is not based in the lips or tongue.  There are many examples of aphasics who lose both the ability to write as well as to express themselves using sign-language, yet they never lose manual dexterity in other tasks, such as sipping with a straw or tying their shoes. 
    Language is brain stuff--not tongue, lip, ear, or hand stuff. The language organ is the mind. More specifically, the language faculty seems to be located in certain areas of the left hemispheric cortex in most healthy adults.  A special branch of linguistics, called neurolinguistics, studies the physical structure of the brain as it relates to language production and comprehension.  
Structure of the human brain. The human brain displays a number of physiological and structural characteristics that must be understood before beginning a discussion of the brain as language organ.  First, the cerebrum, consisting of a cortex (the outer layer) and a subcortex, is also divided into two hemispheres joined by a membrane called the corpus callosum.  There are a few points which must be made about the functioning of these two cerebral hemispheres.         
    1) In all humans, the right hemisphere controls the left side of the body; the left hemisphere controls the right side of the body. This arrangement--called contralateral neural control is not limited to humans but is also present in all vertibrates--fish, frogs, lizards, birds and mammals. On the other hand, in invertibrates such as worms, the right hemisphere controls the right side, the left hemisphere controls the left side. The contralateral arrangement of neural control thus might be due to an ancient evolutionary change which occurred in the earliest vertibrates over half a billion years ago. The earliest vertibrate must have undergone a 180° turn of the brain stem on the spinal chord so that the pathways from brain to body side became crossed. The probability that such a primordial twist did occur is also born out by the fact that invertibrates have their main nerve pathways on their bellies and their circulatory organs on their backs, while all vertibrates have their heart in front and their spinal chord in back--just as one would expect if the 180° twist of the brain stem vis-a-vis the body did take place.
    2.) Another crucial feature of brain physiology is that each hemisphere has somewhat unique functions (unlike other paired organs such as the lungs, kidneys, breasts or testicles which have identical functions). In other words, hemisphere function is asymmetrical. This is most strikingly the case in humans, where the right hemisphere--in addition to controlling the left side of the body--also controls spatial acuity, while the left hemisphere--in addition to controlling the right side of the body-- controls abstract reasoning and physical tasks which require a step-by-step progression. It is important to note that in adults, the left hemisphere also controls language; even in most left-handed patients, lateralization of language skills in the left hemisphere is completed by the age of puberty.
    Now, why should specialized human skills such as language and abstract reasoning have developed in the left hemisphere instead of the right? Why didn't these skills develop equally in both hemispheres. The answer seems to combine the principle of functional economy with increased specialization. In nature, specialization for particular tasks often leads to physical asymmetry of the body--witness the lobster's claws--where limbs or other of the body differentiate to perform a larger variety of tasks with greater sophistication (the same might be said to have happened in human society with the rise of different trades and the division of labor).
    Because of this specialization, one hemisphere--in most individuals for some reason it is the right hemisphere--came to control matters relating to 3D spatial acuity--the awareness of position in space in all directions simultaneously. Thus, in modern humans, artistic ability tends to be centered in various areas of the right hemisphere.
    The left hemisphere, on the other hand, came to control patterns that progress step-by-step in a single dimension, such as our sense of time progression, or the logical steps required in performing feats of manual dexterity such as the process of fashioning a stone axe. This connects with right-handedness. Most humans are born with a lopsided preference for performing skills of manual dexterity with the right hand--the hand controlled by the left hemisphere.  The left hand holds an object in space while the right hand mainpulates that object to perform tasks which require a step-by-step progression. Obviously, this is a better arrangement than if both hands were equally clumsy at performing complex, multi-step tasks, or if both sides of the brain were equally mediocre at thinking abstractly or at processing information about one's three-dimensional surroundings. So human hemispheric asymmetry seems to have developed to serve very practical purposes. 
    (By the way, left-handedness seems to be the result of inheritance of two copies of a gene which does not impart strong right-hand preference. The right-handed gene is dominant--in 25% of the population has no copy of this gene, presumably 12.5% percent of these non-handed individuals develop a righthandedness anyway, and 12.5% develop a tendency toward left handedness. At any rate, being left-handed doesn't seem to have any special effect on language acquistion or learning or on anything else innate to humans.)
    This general pattern of cognitive asymmetry was probably well established in our hominid ancestors before the language faculty developed. So why did humans evolve in such a way that the language faculty normally localized in the left hemisphere?  Why not in the right?  Clearly, the reason is that language, like fashioning a stone axe, is also a linear process: sounds and words are uttered one after another in a definite progression, not in multiple directions simultaneously. In the modern human, the feature of monolineal progression seems naturally to ally language with other left brain skills such as the ability to perform complex work tasks, or abstract step-by-step feats of logic, mathematics, or reasoning. Even among natural left-handers (in about 12.5 % of any human population, language skills are localized in the cortex of the left hemisphere in all but about 2.5% of the cases.  Some of these are individuals who received damage to the left hemisphere in childhood which, presumably, prevented language from localizing there; however, we don't know why language localizes in the right hemisphere of the brain in about one in fifty healthy adults. Like right or left handedness, it seems to correlate with nothing else in particular.
    How do we know that the left hemisphere controls language in most adults. There is a great deal of physical evidence for the left hemisphere as the language center in the majority of healthy adults.
    1) Tests have demonstrated increased neural activity in parts of the left hemisphere when subjects are using language.  (PET scans--Positron Emission Tomography, where patient injects mildly radioactive substance, which is absorbed more quickly by the more active areas of the brain). The same type of tests have demonstrated that artistic endeavor draws normally more heavily on the neurons of the right hemispheric cortex.
    2) In instances when the corpus callosum is severed by deliberate surgery to ease epileptic seizures, the subject cannot verbalize about object visible only in the left field of vision or held in the left hand.) Remember that in some individuals there seems to be language only in the right brain;  in a few individuals, there seems to be a separate language center in each hemisphere.)
    3.) Another clue has to do with the evidence from studies of brain damage. A person with a stroke in the right hemisphere loses control over parts of the left side of the body, sometimes also suffers a dimunition of artistic abilities. But language skills are not impaired even if the left side of the mouth is crippled, the brain can handle language as before. A person with a stroke in the left hemisphere loses control of the right side of the body; also, 70% of adult patients with damage to the left hemisphere will experience at least some language loss which is not due only to the lack of control of the muscles on the right side of the mouth--communication of any sort is disrupted in a variety of ways that are not connected with the voluntary muscles of the vocal apparatus. The cognitive loss of language is called aphasia, and we will discuss various types of aphasia in great detail tomorrow; only 1% of adults with damage to the right hemisphere experience any permanent language loss.
    Aphasics can blow out candles and suck on straws, even sing and whistle, but they cannot produce normal, creative speech in either written, spoken, or gestural form.  Sign language users also store their linguistic ability in the left hemisphere. If this hemisphere is damaged, they cannot sign properly, even though they may continue to be able to use their hands for such things as playing the drums, giving someone a massage, or other non-linguistic hand movements. Injury to the right hemisphere of deaf persons produces the opposite effect.
Experiments on healthy individuals with both hemispheres intact.
    4.) In 1949 it was discovered that if sodium amytal is injected into the left carotid artery, which services blood to the left hemisphere, language skills are temporarily disrupted.  If the entire left hemisphere is put to sleep, a person can think but cannot talk.
    5.) If an electrical charge is sent to certain areas of the left hemisphere (exactly which areas we will discuss tomorrow), the patient has difficulty talking or involuntarily utters a vowel-like cry  (although the production of specific speech sounds has never been induced by electrical charge). An electrical charges to the right hemisphere produces no such effect.
    6.) Musical notes and tones are best perceived through the left ear (which is connected to the spacial-acuity-controlling right hemisphere. In contrast, the right ear better perceives and processes the sounds of language, even linguistic tones (any form with meaning); the right ear takes sound directly to the left hemisphere language center.
    7.) When repeating after someone, most individuals have a harder time tapping with the fingers of the right hand than with the left hand. /Perform this experiment in class./
    8.) The language centers in the left hemisphere of humans actually make the left hemisphere bulge out slightly in comparison to the same areas of the right hemisphere. This is easily seen without the aid of the microscope. For this reason, some neurolinguists have called humans the lopsided ape.  Some paleontologists claim to have found evidence for this left-hemispheric bulging in Homo neanderthalus and Homo erectus skulls.
    Other primates also possess a left perisylvian area of the brain, but it doesn't seem to be involved in their communication.  Animal communication seems in fact to be controlled by the subcortical areas of the animal brain, much like human vocalizations other than language--laughter, sobbing, crying, as well as involuntary, word-like exclamations which do form part of language--are controlled in humans in the subcortex, a phylogenetically older portion of the brain that is involved with emotions and reflex responses.
    Tourette's syndrome, which produces random and involuntary emotive reflex responses, including vocalizations This type of disorder, which often affects language use, is caused by a disfunction in the subcortex. There is no filter which prevents the slightest stimulus from producing a vocal response, sometimes of an inappropriate manner using abusive language or expletives. These words are involuntary and often the affected individual is not even aware of uttering them (like "um" in many individuals) and only realizes it when video is played back. 
    This syndrome is not so much a language disorder per se as a disorder of the filters on the adult emotional reflex system--a kind of expletive hiccup. True language is housed in the cortex of the left hemisphere, not in the subcortical area that controls involuntary responses.
What can language disorders tell us about the brain's language areas?
    Certain types of brain damage can affect language production without actually eliminating language from the brain. A stroke that damages the muscles of the vocal apparatus may leave the abstract cognitive structure of language intact--as witnessed by the fact that right hemisphere stroke victims often understand language perfectly well and write it perfectly with their right hand--although their speech may be slurred due to lack of muscle control. We have also seen that certain disorders involving the subcortex--the seat of involuntary emotional response--may have linguistic side effects, such as in some cases of Tourette's syndrome.
    But what happens when the areas of the brain which control language are affected directly, and the individual's abstract command of language is affected? We will see that language disorders can shed a great deal of light on the enigma of the human language instinct.
SLI.  One rare language disorder seems to be inborn rather than the result of damage to a previously normal brain. I have said that children are born with a natural instinct to acquire language, the so-called LAD; however, a tiny minority of babies are born with an apparent defect in this LAD. 
    Certain families appear to have a hereditary language acquisition disorder, labeled specific language impairment, or SLI.  Children born with this disorder usually have normal intelligence, perhaps even high intelligence, but as children they are never able to acquire language naturally and effortlessly. They are born with their window of opportunity already closed to natural language acquisition. These children grow up without succeeding in acquiring any consistent grammatical patterns. Thus, they never command any language well--even their native language. As children and then as adults, their speech in their native language is a catalog of random grammatical errors, such as: It's a flying birds, they are. These boy eat two cookie. John is work in the factory. These errors are random, not the set patterns of an alternate dialect:  the next conversation the same SLI-afflicted individual might say This boys eats two cookies.  These sentences, in fact, were uttered by a British teenager who is at the top of his class in mathematics; he is highly intelligent, just grammar blind.    SLI sufferers are incapable of perfecting their skills through being taught, just as some people are incapable of being taught how to draw well or how to see certain colors. This is the best proof we have that the language instinct most children are born with is a skill quite distinct from general intelligence.
    Because SLI occurs in families and seems to have no environmental cause whatsoever, it is assumed to be caused by some hereditary factor--probably a mutant, recessive gene that interferes with or impairs the LAD. The precise gene which causes SLI has yet to be located.
SUMMARY
    Let's sum up three important facts about language and brain.
    First, humans are born with the innate capacity to acquire the extremely complex, creative system of communication that we call language. We are born with a language instinct, which Chomsky calls the LAD (language acquisition device).  This language aptitude is completely different from inborn reflex responses to stimuli as laughter, sneezing, or crying.  The language instinct seems to be a uniquely human genetic endowment:  nearly all children exposed to language naturally acquire language almost as if by magic.  Only in rare cases are children born without this magical ability to absorb abstract syntactic patterns from their environment.  These children are said to suffer from Specific Language Impairment, or SLI.  It is thought that SLI is caused by a mutant gene which disrupts the LAD. 
    The LAD itself, of course, is probably the result of the complex interaction of many genes--not just one--and the malfunction of some single key gene simply short-circuits the system. For example, a faulty carburetor wire may prevent an engine from running, but the engine is more than a single carburetor wire. Many thousands of genes contribute to the makeup of the human brain--more than to any other single aspect of the human body. To isolate the specific set of genes that act as the blueprint for the language organ is something no one has even begun to do.
    Second, the natural ability for acquiring language normally diminished rapidly somewhere around the age of puberty. There is a critical age for acquiring fluent native language. This phenomenon seems to be connected with the lateralization of language in the left hemisphere of most individuals--the hemisphere associated with monolinear cognition (such as abstract reasoning and step-by step physical tasks) and not the right hemisphere, which is associated with 3D spatial acuity, artistic and musical ability.  Unlike adults, children seem to be able to employ both hemispheres to acquire language. In other words, one might say that children acquire language three-dimensionally while adults must learn it two dimensionally.
    Third and finally, in most adults the language organ is the perisylvian area of the left hemispheric cortex. Yesterday we discussed the extensive catalog of evidence that shows language is usually housed in this specific area of the brain. Only the human species uses this area for communication.  The signals of animal systems of communication seem to be controlled by the subcortex, the area which in humans controls similar inborn response signals such as laughter, crying, fear, desire, etc.
Aphasia
    We know which specific areas of the left hemisphere are involved in the production and processing of particular aspects of language.  And we know this primarily from the study of patients who have had damage to certain parts of the left hemispheric cortex. Damage to this area produces a condition called aphasia, or speech impairment (also called dysphasia in Britain). The study of language loss in a once normal brain is called aphasiology.  
    Aphasia is caused by damage to the language centers of the left hemisphere in the region of the sylvian fissure. Nearly 98% of aphasia cases can be traced to damage in the perisylvian area of the left hemisphere of the cerebral cortex. Remember, however, that in the occasional individual language is localized elsewhere; and in children language is not yet fully localized.
    Strokes cause 85% of all aphasia cases; other causes include cerebral tumors and lesions. One in 200 people experiences aphasia, with males more at risk. Gradual recovery is possible in 40% of adult cases; pre-pubescent children are much more likely to recover from aphasia, with the language faculty localizing in another, unaffected area of the brain, usually the perisylvian cortex of the right hemisphere.  Generally, the more extensive the injury, the greater the likelihood of permanent damage.
    But we have seen that language is a complex of interacting components--consonants and vowels, nouns and verbs, content words and function words, syntax and semantics.  Could it be that these components are housed in particular sub-areas of the left hemisperic perisylvian cortex?  We haven't pinpointed whether nouns are stored separately from verbs, or where the fricative sounds are stored.  There is no conclusive proof for that type of specialization of brain tissue.  But there is compelling evidence to believe that two special aspects of language structure are processed by different sub-areas of the language center.  We know this because damage to specific areas of the peresylvian area produces two basic types of aphasia.
    Each of these two types of language loss is associated with damage to a particular sub-region of the perisylvian area of the left hemispheric cortex
    (1861) Paul Broca discovered Broca's area (located in the frontal portion of the left perisylvian area) which seems to be involved in grammatical processing. (While parsing sentences such as fat people eat accumulates, there is a measurable burst of neural activity in Broca's area when the last word is spoken.) Broca's area seems to process the grammatical structure rather than select the specific units of meaning.  It seems to be involved in the function aspect rather than the content areas of language)
    Broca's aphasia involves difficulty in speaking.  For this reason it is also known as emissive aphasia. Broca's aphasics can comprehend but have great difficulty replying in any grammatically coherent way.  They tend to utter only isolated content words on their own. Grammatical and syntactic connectedness is lost.  Speech is a labored, irregular series of content words with no grammatical morphemes or sentence structure. (Read example) Grammar rules as well as function morphemes are lost. Broca's aphasia is also known as agrammatic aphasia. Grammar is destroyed; the lexicon more or less preserved intact.
    (1875) Karl Wernicke:  Wernicke's area (in the lower posterior part of the perisylvian region) controls comprehension, as well as the selection of content words.  When this area is specifically damaged, a very different type of aphasia usually results, one in which the grammar and function words are preserved, but the content is mostly destroyed. 
    Since Wernicke's aphasia involves difficulty in comprehension, in extracting meaning from a context, it is also known as receptive aphasia. Wernicke's aphasics easily initiate long-winded, fluent nonsense, but don't seem able to respond specifically to their interlocutor (unlike Broca's aphasics, who can understand but the have difficulty replying). Wernicke's aphasics often talk incessantly and tend to utter whole volumes of grammatically correct nonsense with relatively few content words or with jibberish words like "thingamajig"  or "whatchamacallit" instead of true content words. (Read example.)  Because Wernicke's aphasia patients can utter whole monologs of such contentless grammatical babble, hardly letting their interlocutor get a word in edgewise, their affliction is also known as jargon aphasia.
    The normal human mind uses both areas in unison when speaking. Apparently, normal adults use the neurons of Wernicke's area to select sounds or listemes.  We use the neurons of Broca's area to combine these units according to the abstract rules of phonology and syntax--the elements in language which have function but no specific meaning-- to produce utterances.
Review:
Broca's aphasia--emissive aphasia--agrammatic aphasia: difficulty in encoding, in building up a context, difficulty in using the grammatical matrix of phrase structure, difficulty in using the elements and patterns of language without concrete meaning.  Broca's area apparently houses the elements of language that have function but no specific meaning--the syntactic rules and phonological patterns, as well as the function words--that is, the grammatical glue which holds the context together.
Wernicke's aphasia--receptive aphasia--jargon aphasia: difficulty in decoding, in breaking down a context into smaller units, as well as in selecting and using the elements of language with concrete meaning.  Wernicke's area apparently houses the elements of language that have specific meaning--the content words, the lexemes--that is,  the storehouse of prefabricated, meaningful elements which a speaker selects when filling in a context.
    Let's review what these two areas--Broca's and Wernicke's seem to be telling us about the way language is stored in the brain.  Language obviously consists of these two aspects working together in unison:
    1) a very large but finite number of elements with specific form and meaning (morphemes, words, phrases--the lexicon, or set of listemes, on the other hand--). These ready-made elements seems to be stored in Wernicke's area.
    2) a fairly small number of patterns with virtually no limit on the specific meaning they can express (the phonology and syntax--the grammar of language, the abstract blueprint by which the prefabricated units of Wernicke's area are combined). These abstract patterns seem to be stored in Broca's area.
    Roman Jakobson, a Russian born linguist who made extensive studies of aphasia in the 1950's, noted that both types of the aphasic lose language in the exact reverse order that language is acquired by a child-- -s of plays, the genitive 's, then finally plural s.  This is true of the sound pattern, as well.  In instances of gradual, progressive degeneration of the language centers of the left hemisphere, the aphasic's loss of phonology is the mirror image of the acquisition of elements in childhood.
    These two areas have been implicated even more broadly with the human abilities to deal with signs. Roman Jakobson also noted that normal language function involves an interaction of two different associative properties of meaning: association by contiguity and association by similarity. (Perform a word test with the word knife.) Jakobson conducted aphasia studies in the 50's and 60's which revealed that each of the two basic types of linguistic aphasia--Broca's emissive, or agrammatic, aphasia and Wernicke's receptive, or jargon, aphasia-- also affects a specific one of these two aspects of linguistic association in a predictible way. 
    Broca's aphasia (emissive, agrammatic) also involves contiguity disorder. We have seen how Broca's aphasics have difficulty in building up a context. Jakobson showed that Broca's aphasics also lose their general ability to communicate in terms of spatial and temporal contiguity:
    1.) The Broca's aphasic can name synonyms and antonyms but not contiguous concepts:  champagne, wine, but not cork, tipsy, hangoverknife-->dagger, sword, but not fork, spoon, table, to eat with.
    2.) Broca's aphasics also evince an inability to comprehend metonymy, synecdoche, tropes based on contiguity.
    3.) All understanding of word building, connecting morphemes to build words, is lost.  The Broca's aphasic can say jewel but cannot build such derivates as jeweler, jewelry; or he can sayemploy but not employer, employee.. He shows an inability to combine or break down linguistic units.  Compound words such as Thanksgiving are perceived as indivisible wholes.  Broca's aphasics cannot pronounce new or unfamiliar words: big, give, but not gib. Cannot form the plural of wug or any other plural. If the word exists only as a ready-made unit, it cannot be built up out of smaller units. Linguistic expression is limited to selection of ready-made units; all contiguity-based relations are impaired--content is retained but context is lost.
    Wernicke's aphasia (receptive, jargon aphasia), on the other hand, involves similarity disorder. We have seen that for Wernicke aphasics, conversation is easily initiated but lacks content. Connective words such as conjunctions, pronouns, prepositions remain, but selection of content words is impaired; content words tend to be absent or replaced by general terms such as thing, stuff, whatchamacalit.
    Wernicke's aphasics also lose their ability to perform language skills based on association by similarity. They cannot form or comprehend metaphors and similes and compensate by using associations based on contiguity.
    1.) Wernicke's aphasics cannot produce synonyms or antonyms: Instead, the patient will name things contextually associated with an object. When asked to define the word knife, a Wernicke's aphasic might say to eat with or knife, or even knife and fork; he would not say dagger, sword, or anything similar.  When asked to repeat the word glass he might say window, or something contiguous with glass.
    2.) Wernicke's aphasics evince an inability to use or comprehend metaphor, simile--tropes based on association by similarity.
    3) Linguistic expression is limited to contiguity-based relations--context is retained while content is lost; all skills based on the recognitions of similarity or dissimilarity are impaired and replaced by expressions of contiguity.
    Jakobson was the first to note that Broca's and Wernicke's area seem to control these different and complementary associative properties of meaning.  In the conversation of a normal individual, both regions of the brain work in unison (healthy people even have a hard time separating out what associations are based on similarity and which are based on contiguity).  But in aphasic patients, either context and contiguity (Broca's) or the content and similarity (Wernicke's) tend to be impaired (though each individual aphasic has a different combination of these impairments). If Broca's and Wernicke's regions are both severely damaged--in other words, if the entire linguistically relevant perisylvian area of the brain is damaged--the patient loses all language ability; he experiences aphasia universalis, or the total loss of language.
    Recent studies have shown that Broca's and Wernicke's areas are actually contiguous portions of the brain--part of a single area-- rather than separate areas (the connection is hidden by the convolutions of the brain). Some recent neurolinguists have called the band of linguistically relevant neural tissue which contains Broca's and Wernicke's areas the perisylvian area.
    This perisylvian area, apparently, is the language organ in humans. Other animals lack this area, although monkeys and other primates show a small development of the area of their brain that is analogous to Broca's area, this area does not seem to play a role in their communicative skills. In humans, the perisylvian area seems to be the seat of the language skills in most adults. It is here that language skills are normally localized as the brain matures.
    It is not possible to say precisely that Broca's and Wernicke's areas have the same language functions in all adults; sometimes language skills seem to be localized in slightly different areas of the adult brain. Broca's area does not always control grammar in the same way that the liver always produces bile and the pancreas always produces pancreatic juice. Unlike the liver, pancreas, and other organs, the developing brain seems to have a property called plasticity, which allows functions to be localized in a variety of possible places as the brain matures. This is why damage to Broca's area does not always cause the typical agrammatic aphasia; and damage to Wernicke's area does not always cause the typical jargon and babbling symptoms of Wernicke's aphasia.
    There is also some evidence that sub-areas of Broca's area or sub-areas of Wernicke's area may store aspects of language as specific as the comprehension of nouns and verbs or the ability to break a sentence down into words, on the one hand, and the word into individual morphemes or phonemes, on the other. And yet in every individual the ability to communicate seems to involve an interaction of one part of the cortex which controls selection and another part which controls the combination of selected units. These areas, in turn, are connected by a dense set of neurons and so are really extensions of one another. The complex interaction of these neurons gives us our complete language faculty.
The semiotic organization of the brain
    Jakobson's aphasia studies has implications for the study of the structure of human sign systems in general (semiotics).  Language is only one of the human manifestations of semiotic (sign-sensitive) behavior.  The dual aspects of similarity/selection and contiguity/combination, seen so clearly in the functioning and imparement of language, actually appear as primal forces in all forms of human expression, not just language.
    
    James Frazer (The Golden Bough)-- describes two types of magic rites:  charms based on similarity-- sympathetic or imitative magic  vs. contagious magic.
    Different genres of literature rely to varying degrees on the two types of associations. Most poetry relies more on similarity and less on connected context; most types of prose, on the other hand, relies more heavily on contiguity, on a connected context.
    Similarity and contiguity often alternate as dominant forces of expression in art and literature.  romanticism vs. realism; impressionism. vs. cubism.
In other words, all of our meaning-based systems, not only language, seem to involve a constant interplay of Wernicke-based similarity relations, on the one hand, and Broca-based contiguity relations, on the other.
Conclusion. And so, our course began with a discussion of language and mind and it ends with a discussion of language and the brain. It would seem that the perisylvian area of the left hemisphere is indeed not only the primary organ of language; it also seems to underlie a broader range of cognitive powers that make humans unique. Speech may consist of sound vibrations or visual symbols superficially not unlike the signs of animal communication, but language--the abstract system that underlies the production of speech--is a property of the uniquely human aspect of the mind. Language is brain stuff.  And it seems that the human brain--among that of all other species--is uniquely constructed to manipulate complex sign systems such as language, art, and other representational behavior.  We are born with the capacity to acquire language in childhood because of the genetically planned structure of our brains. This property of the brain has been called the language instinct. Bees seek nectar, birds build nests, spiders spin webs. We humans create language.
    This language instinct is undoubtedly why we humans have become--along with such enormously successful creatures as earthworms and algae--one of the most influential species ever to inhabit the earth.

    There is much left to discover in the field of linguistics and especially neurolinguistics, so keep your ears--that is, your perisylvian area--attuned for new revelations.

Sabtu, 21 Desember 2013

 How to Write Your Thesis

compiled by Kim Kastens, Stephanie Pfirman, Martin Stute, Bill Hahn, Dallas Abbott, and Chris Scholz
 

I. Thesis structure

II. Crosscutting Issues

III. Editing Your Thesis

  Title Page   What We Are Looking For   Copy Editing
  Abstract   Planning Ahead for Your Thesis   Content Editing
  Table of Contents   Writing for an Audience   Avoiding Ambiguity
  List of Figures   Skimming vs. Reading   Thesis Length
  List of Tables   Order of Writing   Writing for an International Audience
  Introduction   Figures and Tables  
  Methods   Tying the Text to the Data
  Results   Giving Credit
  Discussion   Final Thesis 
  Conclusions   Resources
  Recommendations  
  Acknowledgments  
  References    

Appendices



I. Thesis structure

Title Page

Title (including subtitle), author, institution, department, date of delivery, research mentor(s) and advisor, their instututions and email adresses
 

Abstract

  • A good abstract explains in one line why the paper is important. It then goes on to give a summary of your major results, preferably couched in numbers with error limits. The final sentences explain the major implications of your work. A good abstract is concise, readable, and quantitative. 
  • Length should be ~ 1-2 paragraphs, approx. 400 words.
  • Absrtracts generally do not have citations.
  • Information in title should not be repeated. 
  • Be explicit. 
  • Use numbers where appropriate.
  • Answers to these questions should be found in the abstract: 
    1. What did you do? 
    2. Why did you do it? What question were you trying to answer? 
    3. How did you do it? State methods.
    4. What did you learn? State major results. 
    5. Why does it matter? Point out at least one significant implication.

Table of Contents

  • list all headings and subheadings with page numbers
  • indent subheadings
  • it will look something like this:

Page #
List of Figures xxx
List of Tables  
Introduction 
     subheads ...?
 
Methods 
     subheads ...?
 
Results 
     subheads ...? 
 
Discussion 
     subheads ...? 
 
Conclusion  
Recommendations  
Acknowledgments  
References  
Appendices  

List of Figures

List page numbers of all figures.
The list should include a short title for each figure but not the whole caption. 

List of Tables

List page numbers of all tables.
The list should include a short title for each table but not the whole caption. 

Introduction

You can't write a good introduction until you know what the body of the paper says. Consider writing the introductory section(s) after you have completed the rest of the paper, rather than before.
Be sure to include a hook at the beginning of the introduction. This is a statement of something sufficiently interesting to motivate your reader to read the rest of the paper, it is an important/interesting scientific problem that your paper either solves or addresses. You should draw the reader in and make them want to read the rest of the paper.
The next paragraphs in the introduction should cite previous research in this area. It should cite those who had the idea or ideas first, and should also cite those who have done the most recent and relevant work. You should then go on to explain why more work was necessary (your work, of course.)
 
What else belongs in the introductory section(s) of your paper? 
  1. A statement of the goal of the paper: why the study was undertaken, or why the paper was written. Do not repeat the abstract. 
  2. Sufficient background information to allow the reader to understand the context and significance of the question you are trying to address. 
  3. Proper acknowledgement of the previous work on which you are building. Sufficient references such that a reader could, by going to the library, achieve a sophisticated understanding of the context and significance of the question.
  4. The introduction should be focused on the thesis question(s).  All cited work should be directly relevent to the goals of the thesis.  This is not a place to summarize everything you have ever read on a subject.
  5. Explain the scope of your work, what will and will not be included. 
  6. A verbal "road map" or verbal "table of contents" guiding the reader to what lies ahead. 
  7. Is it obvious where introductory material ("old stuff") ends and your contribution ("new stuff") begins? 
Remember that this is not a review paper. We are looking for original work and interpretation/analysis by you. Break up the introduction section into logical segments by using subheads. 

Methods

What belongs in the "methods" section of a scientific paper?
  1. Information to allow the reader to assess the believability of your results.
  2. Information needed by another researcher to replicate your experiment.
  3. Description of your materials, procedure, theory.
  4. Calculations, technique, procedure, equipment, and calibration plots. 
  5. Limitations, assumptions, and range of validity.
  6. Desciption of your analystical methods, including reference to any specialized statistical software. 
The methods section should answering the following questions and caveats: 
  1. Could one accurately replicate the study (for example, all of the optional and adjustable parameters on any sensors or instruments that were used to acquire the data)?
  2. Could another researcher accurately find and reoccupy the sampling stations or track lines?
  3. Is there enough information provided about any instruments used so that a functionally equivalent instrument could be used to repeat the experiment?
  4. If the data are in the public domain, could another researcher lay his or her hands on the identical data set?
  5. Could one replicate any laboratory analyses that were used? 
  6. Could one replicate any statistical analyses?
  7. Could another researcher approximately replicate the key algorithms of any computer software?
Citations in this section should be limited to data sources and references of where to find more complete descriptions of procedures.
Do not include descriptions of results. 

Results

  • The results are actual statements of observations, including statistics, tables and graphs.
  • Indicate information on range of variation.
  • Mention negative results as well as positive. Do not interpret results - save that for the discussion. 
  • Lay out the case as for a jury. Present sufficient details so that others can draw their own inferences and construct their own explanations. 
  • Use S.I. units (m, s, kg, W, etc.) throughout the thesis. 
  • Break up your results into logical segments by using subheadings
  • Key results should be stated in clear sentences at the beginning of paragraphs.  It is far better to say "X had significant positive relationship with Y (linear regression p<0.01, r^2=0.79)" then to start with a less informative like "There is a significant relationship between X and Y".  Describe the nature of the findings; do not just tell the reader whether or not they are significant. 

Note: Results vs. Discussion Sections

Quarantine your observations from your interpretations. The writer must make it crystal clear to the reader which statements are observation and which are interpretation. In most circumstances, this is best accomplished by physically separating statements about new observations from statements about the meaning or significance of those observations. Alternatively, this goal can be accomplished by careful use of phrases such as "I infer ..." vast bodies of geological literature became obsolete with the advent of plate tectonics; the papers that survived are those in which observations were presented in stand-alone fashion, unmuddied by whatever ideas the author might have had about the processes that caused the observed phenomena.
 
How do you do this? 
  1. Physical separation into different sections or paragraphs.
  2. Don't overlay interpretation on top of data in figures. 
  3. Careful use of phrases such as "We infer that ".
  4. Don't worry if "results" seem short.
Why? 
  1. Easier for your reader to absorb, frequent shifts of mental mode not required. 
  2. Ensures that your work will endure in spite of shifting paradigms.

Discussion

Start with a few sentences that summarize the most important results. The discussion section should be a brief essay in itself, answering the following questions and caveats: 
  1. What are the major patterns in the observations? (Refer to spatial and temporal variations.)
  2. What are the relationships, trends and generalizations among the results?
  3. What are the exceptions to these patterns or generalizations?
  4. What are the likely causes (mechanisms) underlying these patterns resulting predictions?
  5. Is there agreement or disagreement with previous work?
  6. Interpret results in terms of background laid out in the introduction - what is the relationship of the present results to the original question?
  7. What is the implication of the present results for other unanswered questions in earth sciences, ecology, environmental policy, etc....?
  8. Multiple hypotheses: There are usually several possible explanations for results. Be careful to consider all of these rather than simply pushing your favorite one. If you can eliminate all but one, that is great, but often that is not possible with the data in hand. In that case you should give even treatment to the remaining possibilities, and try to indicate ways in which future work may lead to their discrimination.
  9. Avoid bandwagons: A special case of the above. Avoid jumping a currently fashionable point of view unless your results really do strongly support them. 
  10. What are the things we now know or understand that we didn't know or understand before the present work?
  11. Include the evidence or line of reasoning supporting each interpretation.
  12. What is the significance of the present results: why should we care? 
This section should be rich in references to similar work and background needed to interpret results. However, interpretation/discussion section(s) are often too long and verbose. Is there material that does not contribute to one of the elements listed above? If so, this may be material that you will want to consider deleting or moving. Break up the section into logical segments by using subheads. 

Conclusions

  • What is the strongest and most important statement that you can make from your observations? 
  • If you met the reader at a meeting six months from now, what do you want them to remember about your paper? 
  • Refer back to problem posed, and describe the conclusions that you reached from carrying out this investigation, summarize new observations, new interpretations, and new insights that have resulted from the present work.
  • Include the broader implications of your results. 
  • Do not repeat word for word the abstract, introduction or discussion.

Recommendations

  • Include when appropriate (most of the time)
  • Remedial action to solve the problem.
  • Further research to fill in gaps in our understanding. 
  • Directions for future investigations on this or related topics. 

Acknowledgments 

Advisor(s) and anyone who helped you: 
  1. technically (including materials, supplies)
  2. intellectually (assistance, advice)
  3. financially (for example, departmental support, travel grants) 

References 

  • cite all ideas, concepts, text, data that are not your own
  • if you make a statement, back it up with your own data or a reference
  • all references cited in the text must be listed
  • cite single-author references by the surname of the author (followed by date of the publication in parenthesis)
    • ... according to Hays (1994)
    • ... population growth is one of the greatest environmental concerns facing future generations (Hays, 1994).
  • cite double-author references by the surnames of both authors (followed by date of the publication in parenthesis)
    • e.g. Simpson and Hays (1994)
  • cite more than double-author references by the surname of the first author followed by et al. and then the date of the publication
    • e.g. Pfirman, Simpson and Hays would be:
    • Pfirman et al. (1994)
  • do not use footnotes
  • list all references cited in the text in alphabetical order using the following format for different types of material:
    • Hunt, S. (1966) Carbohydrate and amino acid composition of the egg capsules of the whelk. Nature, 210, 436-437.
    • National Oceanic and Atmospheric Administration (1997) Commonly asked questions about ozone. http://www.noaa.gov/public-affairs/grounders/ozo1.html, 9/27/97.
    • Pfirman, S.L., M. Stute, H.J. Simpson, and J. Hays (1996) Undergraduate research at Barnard and Columbia, Journal of Research, 11, 213-214.
    • Pechenik, J.A. (1987) A short guide to writing about biology. Harper Collins Publishers, New York, 194pp.
    • Pitelka, D.R., and F.M. Child (1964) Review of ciliary structure and function. In: Biochemistry and Physiology of Protozoa, Vol. 3 (S.H. Hutner, editor), Academic Press, New York, 131-198.
    • Sambrotto, R. (1997) lecture notes, Environmental Data Analysis, Barnard College, Oct 2, 1997.
    • Stute, M., J.F. Clark, P. Schlosser, W.S. Broecker, and G. Bonani (1995) A high altitude continental paleotemperature record derived from noble gases dissolved in groundwater from the San Juan Basin, New Mexico. Quat. Res., 43, 209-220.
    • New York Times (1/15/00) PCBs in the Hudson still an issue, A2.
  • it is acceptable to put the initials of the individual authors behind their last names, e.g. Pfirman, S.L., Stute, M., Simpson, H.J., and Hays, J (1996) Undergraduate research at ...... 

Appendices 

  • Include all your data in the appendix. 
  • Reference data/materials not easily available (theses are used as a resource by the department and other students). 
  • Tables (where more than 1-2 pages).
  • Calculations (where more than 1-2 pages).
  • You may include a key article as appendix. 
  • If you consulted a large number of references but did not cite all of them, you might want to include a list of additional resource material, etc.
  • List of equipment used for an experiment or details of complicated procedures.
  • Note: Figures and tables, including captions, should be embedded in the text and not in an appendix, unless they are more than 1-2 pages and are not critical to your argument. 

II. Crosscutting Issues

What Are We Looking For?

We are looking for a critical analysis. We want you to answer a scientific question or hypothesis. We would like you to gather evidence -- from various sources -- to allow you to make interpretations and judgments. Your approach/methods should be carefully designed to come to closure. Your results should be clearly defined and discussed in the context of your topic. Relevant literature should be cited. You should place your analysis in a broader context, and highlight the implications (regional, global, etc.) of your work. We are looking for a well-reasoned line of argument, from your initial question, compilation of relevant evidence, setting data in a general/universal context, and finally making a judgment based on your analysis. Your thesis should be clearly written and in the format described below.

Planning Ahead for Your Thesis

If at all possible, start your thesis research during the summer between your junior and senior year - or even earlier - with an internship, etc. ... then work on filling in background material and lab work during the fall  so that you're prepared to write and present your research during the spring . The best strategy is to pick a project that you are interested in, but also that a faculty member or other professional is working on. This person will become your research mentor and this gives you someone to talk with and get background material from. If you're unsure about the selection of a project, let us know and we'll try to connect you with someone.

 

Writing for an Audience

Who is your audience? 
  1. Researchers working in analogous field areas elsewhere in the world (i.e. other strike-slip faults, other deep sea fans). 
  2. Researchers working in your field area, but with different techniques.
  3. Researchers working on the same interval of geologic time elsewhere in the world. 
  4. All other researchers using the same technique you have used . 
  5. If your study encompasses an active process, researchers working on the same process in the ancient record.
  6. Conversely, if your study is based on the rock record, people studying modem analogs. 
  7. People writing a synthesis paper on important new developments in your field.
  8. People applying earth science to societal problems (i.e. earthquake hazard reduction, climate warming) who will try to understand your paper. 
  9. Potential reviewers of your manuscript or your thesis committee.

Skimming vs. Reading

Because of the literature explosion, papers more skimmed than read. Skimming involves reading the abstract, and looking at the figures and figure captions. Therefore, you should construct your paper so that it can be understood by skimming, i.e., the conclusions, as written in your abstract, can be understood by study of the figures and captions. The text fills out the details for the more interested reader.
 

Order of Writing

Your thesis is not written in the same order as it is presented in. The following gives you one idea how to proceed. 
  1. first organize your paper as a logical argument before you begin writing
  2. make your figures to illustrate your argument (think skimming)
  3. the main sections are: background to the argument (intro); describing the information to be used in the argument, and making points about them (observations), connecting the points regarding the info (analysis), summing up (conclusions). 
  4. outline the main elements: sections, and subsections
  5. begin writing, choosing options in the following hierarchy - paragraphs, sentences, and words. 
Here is another approach. 
  1. Write up a preliminary version of the background section first. This will serve as the basis for the introduction in your final paper. 
  2. As you collect data, write up the methods section. It is much easier to do this right after you have collected the data. Be sure to include a description of the research equipment and relevant calibration plots. 
  3. When you have some data, start making plots and tables of the data. These will help you to visualize the data and to see gaps in your data collection. If time permits, you should go back and fill in the gaps. You are finished when you have a set of plots that show a definite trend (or lack of a trend). Be sure to make adequate statistical tests of your results. 
  4. Once you have a complete set of plots and statistical tests, arrange the plots and tables in a logical order. Write figure captions for the plots and tables. As much as possible, the captions should stand alone in explaining the plots and tables. Many scientists read only the abstract, figures, figure captions, tables, table captions, and conclusions of a paper. Be sure that your figures, tables and captions are well labeled and well documented. 
  5. Once your plots and tables are complete, write the results section. Writing this section requires extreme discipline. You must describe your results, but you must NOT interpret them. (If good ideas occur to you at this time, save them at the bottom of the page for the discussion section.) Be factual and orderly in this section, but try not to be too dry. 
  6. Once you have written the results section, you can move on to the discussion section. This is usually fun to write, because now you can talk about your ideas about the data. If you can come up with a good cartoon/schematic showing your ideas, do so. Many papers are cited in the literature because they have a good cartoon that subsequent authors would like to use or modify. 
  7. In writing the discussion session, be sure to adequately discuss the work of other authors who collected data on the same or related scientific questions. Be sure to discuss how their work is relevant to your work. If there were flaws in their methodology, this is the place to discuss it.
  8. After you have discussed the data, you can write the conclusions section. In this section, you take the ideas that were mentioned in the discussion section and try to come to some closure. If some hypothesis can be ruled out as a result of your work, say so. If more work is needed for a definitive answer, say that.
  9. The final section in the paper is a recommendation section. This is really the end of the conclusion section in a scientific paper. Make recommendations for further research or policy actions in this section. If you can make predictions about what will be found if X is true, then do so. You will get credit from later researchers for this. 
  10. After you have finished the recommendation section, look back at your original introduction. Your introduction should set the stage for the conclusions of the paper by laying out the ideas that you will test in the paper. Now that you know where the paper is leading, you will probably need to rewrite the introduction. 
  11. You must write your abstract last. 

 

Figures and Tables

  • The actual figures and tables should be embedded/inserted in the text, generally on the page following the page where the figure/table is first cited in the text. 
  • All figures and tables should be numbered and cited consecutively in the text as figure 1, figure 2, table 1, table 2, etc. 
  • Include a caption for each figure and table, citing how it was constructed (reference citations, data sources, etc.) and highlighting the key findings (think skimming). Include an index figure (map) showing and naming all locations discussed in paper. 
  • You are encouraged to make your own figures, including cartoons, schematics or sketches that illustrate the processes that you discuss. Examine your figures with these questions in mind: 
    1. Is the figure self-explanatory? 
    2. Are your axes labeled and are the units indicated? 
    3. Show the uncertainty in your data with error bars. 
    4. If the data are fit by a curve, indicate the goodness of fit.
    5. Could chart junk be eliminated? 
    6. Could non-data ink be eliminated?
    7. Could redundant data ink be eliminated?
    8. Could data density be increased by eliminating non-data bearing space?
    9. Is this a sparse data set that could better be expressed as a table?
    10. Does the figure distort the data in any way?
    11. Are the data presented in context?
    12. Does the figure caption guide the reader's eye to the "take-home lesson" of the figure?
  • Figures should be oriented vertically, in portrait mode, wherever possible. If you must orient them horizontally, in landscape mode, orient them so that you can read them from the right, not from the left, where the binding will be. 

Tying the Text to the Data 

"Show them, don't just tell them…" Ideally, every result claimed in the text should be documented with data, usually data presented in tables or figures. If there are no data provided to support a given statement of result or observation, consider adding more data, or deleting the unsupported "observation." 
Examine figure(s) or table(s) pertaining to the result(s). 
Assess whether: 
  1. the data support the textual statement
  2. the data contradict the textual statement
  3. the data are insufficient to prove or refute the textual statement
  4. the data may support the textual statement, but are not presented in such a way that you can be sure you are seeing the same phenomenon in the data that the author claims to have seen.

Giving Credit

How does one fairly and accurately indicate who has made what contributions towards the results and interpretations presented in your paper?: by referencing, authorship, and acknowledgements.
Different types of errors:
  1. direct quotes or illustrations without quotation marks, without attribution
  2. direct quotes without quotation marks, with attribution
  3. concepts/ideas without attribution
  4. concepts/ideas with sloppy attribution
  5. omitting or fabricating data or results
Check references carefully and reread reference works prior to publication. The first time you read something, you will consciously remember some things, but may subconsciously take in other aspects. It is important to cross check your conscious memory against your citations.
See also:
D. Kennedy, 1985, On Academic Authorship
Sigma Xi, 1984, Honor in Science
Yale University pamphlet on plagiarism
 

Final Thesis

  • Make 3 final copies: 1 to mentor and 2 to department, so that we can have 2 readers. 
  • Final thesis should be bound.
  • Printed cleanly on white paper. 
  • Double-spaced using 12-point font. 
  • 1-inch margins. 
  • Double-sided saves paper. 
  • Include page numbers.

Resources

  • The Barnard Writing Room provides assistance on writing senior theses.
  • Look at other theses on file in the Environmental Science department, they will give you an idea of what we are looking for. 
  • Of course do not hesitate to ask us, or your research advisor for help. 
  • The Barnard Environmental Science Department has many books on scientific writing, ask the departmental administrator for assistance in locating them. 
  • Also see additional books listed as Resources

III. Editing Your Thesis

Even a rough draft should be edited.
 

Copy Editing

  1. Proof read your thesis a few times.
  2. Check your spelling. spellcheckers are useful for initial checking, but don't catch homonyms (e.g. hear, here), so you need to do the final check by eye.
  3. Make sure that you use complete sentences
  4. Check your grammar: punctuation, sentence structure, subject-verb agreement (plural or singular), tense consistency, etc.
  5. Give it to others to read and comment.

Content Editing

  1. logic
  2. repetition, relevance
  3. style

Avoiding ambiguity

  1. Do not allow run-on sentences to sneak into your writing; try semicolons.
  2. Avoid nested clauses/phrases.
  3. Avoid clauses or phrases with more than two ideas in them.
  4. Do not use double negatives.
  5. Do not use dangling participles (i.e. phrases with an "-ing" verb, in sentences where the agent performing the action of the "-ing" verb is not specified: " After standing in boiling water for two hours, examine the flask."). 
  6. Make sure that the antecedent for every pronoun (it, these, those, that, this, one) is crystal clear. If in doubt, use the noun rather than the pronoun, even if the resulting sentence seems a little bit redundant. 
  7. Ensure that subject and verb agree in number (singular versus plural). 
  8. Be especially careful with compound subjects. Be especially careful with subject/verb agreement within clauses.
  9. Avoid qualitative adjectives when describing concepts that are quantifiable ("The water is deep." "Plate convergence is fast." "Our algorithm is better.") Instead, quantify. ("Water depths exceed 5km.") 
  10. Avoid noun strings ("acoustic noise source location technique").
  11. Do not use unexplained acronyms. Spell out all acronyms the first time that you use them. 

Thesis length

Write for brevity rather than length. The goal is the shortest possible paper that contains all information necessary to describe the work and support the interpretation. 
Avoid unnecessary repetition and irrelevant tangents. 
Necessary repetition: the main theme should be developed in the introduction as a motivation or working hypothesis. It is then developed in the main body of the paper, and mentioned again in the discussion section (and, of course, in the abstract and conclusions). 
Some suggestions on how to shorten your paper: 
  1. Use tables for repetitive information. 
  2. Include only sufficient background material to permit the reader to understand your story, not every paper ever written on the subject.
  3. Use figure captions effectively.
  4. Don't describe the contents of the figures and/or tables in the text item-by-item. Instead, use the text to point out the most significant patterns, items or trends in the figures and tables. 
  5. Delete "observations" or "results" that are mentioned in the text for which you have not shown data.
  6. Delete "conclusions" that are not directly supported by your observations or results.
  7. Delete "interpretation" or "discussion" sections that are inconclusive. 
  8. Delete "interpretation" or "discussion" sections that are only peripherally related to your new results or observations.
  9. Scrutinize adjectives! adverbs and prepositional phrases. 
Although it varies considerably from project to project, average thesis length is about 40 pages of text plus figures. This total page count includes all your text as well as the list of references, but it does not include any appendices. These generalizations should not be taken too seriously, especially if you are working on a labor-intensive lab project. If you have any questions about whether your project is of sufficient scope, consult one of us early on. 

 

Writing for an International Audience

  1. Put as much information as possible into figures and tables. In particular, try to find a way to put your conclusions into a figure, perhaps a flowchart or a cartoon. 
  2. Don't assume that readers are familiar with the geography or the stratigraphy of your field area. 
  3. Every single place-name mentioned in the text should be shown on a map. 
  4. Consider including a location map, either as a separate figure or as an inset to another figure. If your paper involves stratigraphy, consider including a summary stratigraphic column--in effect, a location map in time. 
  5. Use shorter sentences. Avoid nested clauses or phrases.  
  6. Avoid idioms. Favor usages that can be looked up in an ordinary dictionary. "Take the beaker out of the oven immediately..." rather than "Take the beaker out of the oven right away..."
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Selasa, 03 Desember 2013

How to develop research instruments
Before the group can collect any data, the young researchers will need to design research instruments (the tools they will use to collect the data).
If the group is planning to carry out interviews or focus groups, the young researchers will need to design an interview schedule or topic guide. This is a list of questions or topic areas that all the interviewers will use. Asking everyone the same questions means that the data you collect will be much more focused and easier to analyse.
If the group wants to carry out a survey, the young researchers will need to design a questionnaire. This could be on paper or online (using free software such as Survey Monkey). Both approaches have advantages and disadvantages.
Advantages
Disadvantages
Paper surveys
People may be more likely to fill in paper surveys than online surveys.
Have to print, hand out and collect the questionnaires.
If posting out surveys, need to bear in mind the costs of postages and providing SAEs for people completing the survey to use
Collating and analysing the data takes time
Online surveys
People may find it easier to understand any routing (i.e. if not all questions are designed to be answered by everyone)
Have to get used to the software and set up the survey online
No postage or printing costs
If you want to email out links to the survey, you will need to have people's email addresses.
Collates the data for you, which saves time and makes analysis easier.
Only people who have internet access will be able to fill in the survey.
If the group is collecting data from more than one ‘type’ of person (such as young people and teachers, for example), it may well need to design more than one interview schedule or questionnaire. This should not be too difficult as the young researchers can adapt additional schedules or questionnaires from the original.
When designing the research instruments ensure that:
  • they start with a statement about:
    • the focus and aims of the research project
    • how the person’s data will be used (to feed into a report?)
    • confidentiality – will the report name them or will their data be anonymised? Who will have access to their data (the research team only?)
    • how long the interview or survey will take to complete.
  • they use age-appropriate language
  • every question helps the group to answer its research question – take out those that don’t
  • any questionnaires use appropriate scales. For young people ‘smiley face’ scales can work well
  • any questionnaires ask people for any relevant information about themselves, such as their gender or age, if relevant. Don’t ask for so much detail that it would be possible to identify individuals though, if you have said that the survey will be anonymous.
If the young researchers are planning to carry out observations, they will need to agree what to look for. You could consider designing an observation form.
If the group if planning to use photographs, drawings or video, they will need to specify the activity for research participants. For example, the group might want primary school children to take up to five photographs showing the things they like most about school, or to draw a picture of how they feel when they a) come to school, b) are on lunchbreak, and c) are doing their homework.

How to develop research instruments
Before the group can collect any data, the young researchers will need to design research instruments (the tools they will use to collect the data).
If the group is planning to carry out interviews or focus groups, the young researchers will need to design an interview schedule or topic guide. This is a list of questions or topic areas that all the interviewers will use. Asking everyone the same questions means that the data you collect will be much more focused and easier to analyse.
If the group wants to carry out a survey, the young researchers will need to design a questionnaire. This could be on paper or online (using free software such as Survey Monkey). Both approaches have advantages and disadvantages.
Advantages
Disadvantages
Paper surveys
People may be more likely to fill in paper surveys than online surveys.
Have to print, hand out and collect the questionnaires.
If posting out surveys, need to bear in mind the costs of postages and providing SAEs for people completing the survey to use
Collating and analysing the data takes time
Online surveys
People may find it easier to understand any routing (i.e. if not all questions are designed to be answered by everyone)
Have to get used to the software and set up the survey online
No postage or printing costs
If you want to email out links to the survey, you will need to have people's email addresses.
Collates the data for you, which saves time and makes analysis easier.
Only people who have internet access will be able to fill in the survey.
If the group is collecting data from more than one ‘type’ of person (such as young people and teachers, for example), it may well need to design more than one interview schedule or questionnaire. This should not be too difficult as the young researchers can adapt additional schedules or questionnaires from the original.
When designing the research instruments ensure that:
  • they start with a statement about:
    • the focus and aims of the research project
    • how the person’s data will be used (to feed into a report?)
    • confidentiality – will the report name them or will their data be anonymised? Who will have access to their data (the research team only?)
    • how long the interview or survey will take to complete.
  • they use age-appropriate language
  • every question helps the group to answer its research question – take out those that don’t
  • any questionnaires use appropriate scales. For young people ‘smiley face’ scales can work well
  • any questionnaires ask people for any relevant information about themselves, such as their gender or age, if relevant. Don’t ask for so much detail that it would be possible to identify individuals though, if you have said that the survey will be anonymous.
If the young researchers are planning to carry out observations, they will need to agree what to look for. You could consider designing an observation form.
If the group if planning to use photographs, drawings or video, they will need to specify the activity for research participants. For example, the group might want primary school children to take up to five photographs showing the things they like most about school, or to draw a picture of how they feel when they a) come to school, b) are on lunchbreak, and c) are doing their homework.